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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 2.7 Access to facilities

EG 18.1 Cancellation on the FCA’s own-initiative

MAR 9.4 Supervisory regime

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

DTR 8.3 Criteria for approval as a primary information provider

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

CONC 10.1 Application and purpose

LR 8.7 Supervision of sponsors

APER 2.1A The Statements of Principle

SUP 6.2 Introduction

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

MAR 9.2 Authorisation and verification

REC 2.3 Financial resources

PRIN 1.2 Clients and the Principles

IPRU-INV 1.2 APPLICATION

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points