Search Result

401 - 420 of 1463 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

SYSC 4.5

As Published: 2015

SYSC 4.5

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

PERG 12.4 The application of requirements which implemented EU directives

As Published: 2006

PERG 12.4 The application of requirements which implemented EU directives

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction