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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

MCOB 3A.1 Application and purpose

COBS 5.1 The distance marketing disclosure rules

COBS 3.8 Policies, procedures and records

COBS 4.12 [deleted]

MCOB 5.5 Provision of illustrations

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 14.2 Providing product information to clients

LR 5.4A Transfer between listing categories

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

COND 2.5 Suitability

EG 7.6 Private warnings

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

SUP 15.6 Inaccurate, false or misleading information

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 12.1 The FCA’s general approach