Search Result

321 - 340 of 1542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SYSC 22.3 Drafting the reference and the request for a reference

As Published: 2016

SYSC 22.3 Drafting the reference and the request for a reference

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose