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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities