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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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SYSC 4.7

As Published: 2015

SYSC 4.7

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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EG 2.4 Case selection: Unauthorised business

PERG 4.11 Link between activities and the United Kingdom

COLL 8.6 Termination, suspension, and schemes of arrangement

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

SUP 10C.5 FCA governing functions: Executive

COCON 4.1 Specific guidance on individual conduct rules

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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SUP 6.5 Ending authorisation

SUP 10C.10 Application for approval and withdrawing an application for approval

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PERG 9.3 The definition

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

CASS 6.1 Application

SYSC 4.7

SUP 10A.1 Application