Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

…

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 7.14 Settlements, disputed and deadlocked debt

APER 4.5 Statement of Principle 5

CONC 2.2 General principles for credit-related regulated activities

DISP App 3.6 Determining the effect of a breach or failing at step 1

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 15.2 Requirements for listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP App 2.15 Run-off plans for closed with-profits funds

LR 8.6 Criteria for approval as a sponsor

DTR 8.5 Supervision of primary information providers

COBS 3.1 Application

FEES 8.1 [deleted]

PERG 14.8 Financial promotions

EG 3.3 Reports by skilled persons (section 166)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 7.9 Suspensions of voting rights

MCOB 2.1 Application

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

COBS 19.2 Personal pensions, FSAVCs and AVCs