Search Result

981 - 1000 of 1496 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

As Published: 2012

MCOB 11.8 Customers unable to change regulated mortgage contract, home purchase plan or provider

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

MCOB 2A.6 Information free of charge

As Published: 2016

MCOB 2A.6 Information free of charge

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest