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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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Similar To

CONC 11.1 The right to cancel

BIPRU 7.9 Use of a CAD 1 model

LR 10.4 Class 2 requirements

SYSC 2.2 Recording the apportionment

DTR 5.11 Third country issuers

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MAR 5.3 Trading process requirements

COLL 7.2 Suspension and restart of dealings

RCB 6.1 Application and purpose

EG 7.6 Private warnings

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy