Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

…

MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 4.2 Standard terms

EG 16.2 Disapplication orders

FEES 13.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

COLL 5.3 Derivative exposure

DISP 1.5 Complaints resolved by close of the third business day

SUP 9.2 Making a request for individual guidance

CASS 5.4 Non-statutory client money trust

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

COBS 3.7 Providing clients with a higher level of protection

BIPRU 5.6 Master netting agreements

DTR 7.1 Audit committees

COBS 14.3 Information about designated investments (non-MiFID provisions)

COBS 2.4 Agent as client and reliance on others

COBS 13.5 Preparing product information: other projections

COBS 4.13 UCITS

EG 13.12 Insolvency regime and relevant sections of the Act

MCOB 11.4 Application

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative