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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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EG 4.12 Search and seizure powers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 5.2 The FCA’s power

COBS 13.1 The obligation to prepare product information

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

COBS 13.3 Contents of a key features document

BIPRU 9.10 Reduction in risk-weighted exposure amounts

CREDS 8.2 Reporting requirements

LR 14.3 Continuing obligations

EG 2.4 Case selection: Unauthorised business

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

DEPP 2.2 Warning notices and first supervisory notices

LR 1.3 Information gathering and publication