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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 16.4 [deleted]

As Published: 2007

LR 16.4 [deleted]

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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