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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

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Similar To

MCOB 6.3 General

COBS 12.3 Non-independent research [deleted]

ICOBS 6A.1 Guaranteed asset protection (GAP) contracts

PERG 16.2 What types of funds and businesses are caught?

MAR 5.3 Trading process requirements

REC 2.7 Access to facilities

LR 5.4A Transfer between listing categories

DISP App 1.6 Valuing Relevant Benefits

REC 3.4 Members of the management body and internal organisation

REC 3.14 Products, services and normal hours of operation

DISP 1.4 Complaints resolution rules

SUP 17A.2 Connectivity with FCA systems

LR 3.3 Shares

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 4.4 Statement of Principle 4

MCOB 4.10 Home purchase plans: sales standards

EG 9.8 The effect of the FCA's decision to make a prohibition order

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling