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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate