Search Result

681 - 700 of 1327 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

EG 2.14 Legal review

As Published: 2016

EG 2.14 Legal review

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling