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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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SUP 11.6 Subsequent notification requirements by firms

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

COLL 9.3 Section 272 recognised schemes

REC 2.4A Management body

REC 6.5 FCA decision on recognition

CONC 8.6 Changes to contractual payments

EG 7.1 The FCA’s use of sanctions

DEPP 8.1 Introduction

SUP 8A.1 Application, purpose and interpretation

REC 3.2 Form and method of notification

PRIN 3.2 What?

PERG 13.5 Exemptions from MiFID

SYSC 2.2 Recording the apportionment