Search Result

521 - 540 of 1454 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction