Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 5.2 The FCA’s power

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

SUP 11.5 Notifications by firms

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 3.3 Shares

CONC 3.3 The clear fair and not misleading rule and general requirements

SUP 11.2 Purpose

DTR 4.2 Half-yearly financial reports

MCOB 9.3 Pre-application disclosure

IPRU-INV Annex A 1 INTRODUCTION

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

COLL 5.5 Cash, borrowing, lending and other provisions

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

LR 13.8 Other circulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling