Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

FEES 5.2 Introduction

DEPP 6.5A The five steps for penalties imposed on firms

BIPRU 1.1 Application

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

REC 4.2F Information gathering power on FCA’s own initiative

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR App 1.1 Relevant definitions

LR 17.3 Requirements with continuing application

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 4.2 Purpose

MAR 10.2 Position limit requirements

EG 19.20 Payment Services Regulations 2017

EG 6.1 Publicity during FCA investigations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up