Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

…

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 5.2 The FCA’s power

SUP 4.4 Appropriate actuaries

SUP 12.9 Record keeping

SYSC 4.1 General requirements

EG 5.5 The settlement discount scheme

PERG 2.5 Investments and activities: general

SYSC 22.2 Getting, giving and updating references: the main rules

PERG 9.1 Application and Purpose

REC 6.3 Recognition requirements

COLL 8.5 Powers and responsibilities

MAR 1.4 Unlawful disclosure

FEES 6.7 Payment of levies

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

MAR 7A.4 Requirements when providing direct electronic access