Search Result

361 - 380 of 1456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

LR 3.1 Application

As Published: 2005

LR 3.1 Application

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's