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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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DTR 6.1 Information requirements for issuers of shares and debt securities

MCOB 7.4 Mortgages: disclosure at the start of the contract

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

REC 4.8 The section 298 procedure

DTR 4.4 Exemptions

REC 3.9 Fees and incentive schemes

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

SUP 9.4 Reliance on individual guidance

SYSC 12.1 Application

COBS 9.2 Assessing suitability

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

REC 3.13 Delegation of relevant functions

PERG 4.6 Advising on regulated mortgage contracts

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)