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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation