Search Result

221 - 240 of 1600 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions