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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

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LR 6.2 Historical financial information requirements

COND 2.5 Suitability

LR App 1.1 Relevant definitions

REC 3.14A Operation of a trading venue

BIPRU 12.3 Liquidity risk management

DISP 1.1A Complaints handling requirements for MiFID complaints

SUP 10A.9 Significant management functions [deleted]

PRIN 1.2 Clients and the Principles

PERG 8.4 Invitation or inducement

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

REC 3.15 Suspension of services and inability to operate facilities

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)