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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

As Published: 2007

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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Similar To

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

SUP 2.1 Application and purpose

SUP 9.4 Reliance on individual guidance

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.1 Application and purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

MAR 10.4 Position reporting

EG 12.1 The FCA’s general approach

PR 5.6 Miscellaneous

CASS 1.2 General application: who? what?

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]