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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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SUP 11.9 Changes in close links

COLL 7.7 UCITS mergers

SUP 5.3 Policy on the use of skilled persons

SYSC 8.1 General outsourcing requirements

LR 8.7 Supervision of sponsors

SUP 15.14 Notifications under the Payment Services Regulations

REC 2A.1 Introduction

MAR 10.4 Position reporting

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DEPP 7.1 Application and purpose

SUP 11.2 Purpose

REC 2.9 Transaction recording

EG App 2.1 Purpose, status and application of the guidelines

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 2A.2 Method of satisfying the RAP recognition requirements

REC 2A.3 Guidance on RAP recognition requirements

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 3.17 Inability to discharge regulatory functions