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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 10C.12 Conditional and time-limited approvals

SUP 5.1 Application and purpose

COCON 2.3 Firms: training and breaches

SUP 10C.9 Minimising overlap with the PRA approved persons regime

CASS 5.5 Segregation and the operation of client money accounts

DISP 2.7 Is the complainant eligible?

SUP 10C.8 The other local responsibility function (SMF22)

SYSC 13.9 Outsourcing

MAR 10.4 Position reporting

COCON 1.2 Investments

SYSC 3.2 Areas covered by systems and controls

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

PERG 16.6 Exclusions

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3