Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DTR 1A.2 Modifying rules and consulting the FCA

COND 2.4 Appropriate resources

REC 6.7 Notification rules for overseas recognised bodies

SUP 2.1 Application and purpose

DTR 4.4 Exemptions

DTR 4.3A Reports on payments to governments

BIPRU 11.5 Technical criteria on disclosure: General requirements

FEES 9.1 Application and purpose

LR 5.1 Suspending listing

SUP 3.8 Rights and duties of auditors

LR 19.5 Disclosures

EG 19.13 The Consumer Protection Co-operation Regulation [deleted]

SYSC 4.3A Management body and nomination committee

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses