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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

…

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

…

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

…

COND 1.1A Application

As Published: 2013

COND 1.1A Application

…

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

…

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

…

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