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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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Similar To

SUP 8.9 Decision making

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 10.5 Class 1 requirements

APER 2.1A The Statements of Principle

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 6.3 Recognition requirements

EG 11.3 The FCA’s choice of powers

DTR 5.8 Procedures for the notification and disclosure of major holdings

CONC 2.1 Application

IPRU-INV 12.1 APPLICATION AND PURPOSE

IPRU-INV 14.3 CONSOLIDATED SUPERVISION REQUIREMENT

BIPRU 12.4 Stress testing and contingency funding

COBS 4.1 Application

CONC 2.3 Conduct of business: lenders and restrictions on provision of credit card cheques

LR 4.3 Approval and publication of listing particulars

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 5.2 When settlement decisions may take place