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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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