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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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