Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 5.1 Suspending listing

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

EG 19.20 Payment Services Regulations 2017

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 6.1 Publicity during FCA investigations

DEPP 2.3 Decision notices and second supervisory notices

SUP 16.10 Verification of firm details

DEPP 6A.2 Deciding whether to take action

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

COND 1.2 Purpose

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

LR 6.14 Shares in public hands

BIPRU 4.2 The IRB approach: High level material