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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

As Published: 2015

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 13.2 General

As Published: 2011

PERG 13.2 General

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund