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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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