Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.16 Information technology systems

SUP 8.8 Revoking waivers

FIT 2.2 Competence and capability

CASS 5.2 Holding money as agent of an insurance undertaking

MCOB 7.8 Home purchase plans

SYSC 22.8 Policies and appointed representatives

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DISP App 3.5 Re-assessing rejected claims at step 1

DISP 4.1 Purpose and application

COND 1.1A Application

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 4.2 Contents and format of listing particulars

PERG 1.5 What other guidance about the perimeter is available from the FCA?

LR 12.4 Purchase of own equity shares

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures