Search Result

721 - 740 of 1405 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction