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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

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MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

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REC 3.15 Suspension of services and inability to operate facilities

DISP App 1.2 The standard approach to redress

MAR 9.3 Notification and information

APER 4.7 Statement of Principle 7

MAR 5.3A Systems and controls for algorithmic trading

SYSC 22.6 Giving and updating references: additional rules and guidance

MAR 5A.5 Systems and controls for algorithmic trading

PERG 4.10 Exclusions applying to more than one regulated activity

SUP 3.8 Rights and duties of auditors

COBS 15.5 Special situations

SYSC 18.4 The whistleblowers’ champion

DEPP 6.5 Determining the appropriate level of financial penalty

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach