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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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