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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

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LR 7.2 The Listing and Premium Listing Principles

INSPRU 8.2 Special provisions for Lloyd's

FEES 8.1 [deleted]

REC 2.9 Transaction recording

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

TC 2.1 Assessing and maintaining competence

MAR 5.3 Trading process requirements

APER 4.2 Statement of Principle 2

LR 8.5 Responsibilities of listed companies

BIPRU 7.11 Credit derivatives in the trading book

ICOBS 1.1 The general application rule

CONC 1.2 Who? What? Where?

SYSC 19D.1 Application and purpose

GEN 4.3 Letter disclosure

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

SYSC 6.3 Financial crime

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974