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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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