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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SYSC 4.7

As Published: 2015

SYSC 4.7

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

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EG 2.3 Case selection: Threshold Conditions cases

As Published: 2016

EG 2.3 Case selection: Threshold Conditions cases

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