Search Result

401 - 420 of 751 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

As Published: 2007

BIPRU 5.9 Combinations of credit risk mitigation in the standardised approach

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint