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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

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COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

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BIPRU 9.5 Synthetic securitisation

SYSC 22.8 Policies and appointed representatives

MCOB 3A.1 Application and purpose

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

CONC 2.8 E-commerce

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

DEPP 7.1 Application and purpose

PERG 4.5 Arranging regulated mortgage contracts

REC 3.6 Constitution and governance

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

MCOB 2.7A E-Commerce

SUP 16.5 Annual Close Links Reports

PERG 16.2 What types of funds and businesses are caught?

REC 3.8 Financial and other information

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 8.32 Arranging deals in investments

PERG 15.7 Transitional provisions [deleted]

COLL 6.6A Duties of AFMs in relation to UCITS schemes