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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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DISP App 1.5 Additional considerations

REC 2.2 Method of satisfying the recognition requirements

COBS 11.7 Personal account dealing

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

EG 6.2 Publicity during, or upon the conclusion of regulatory action

RCB 1.1 Introduction to sourcebook

REC 2A.3 Guidance on RAP recognition requirements

SUP 4.5 Provisions applicable to all actuaries

LR 10.8 Miscellaneous

EG 19.27 Alternative Investment Fund Managers Regulations 2013

REC 2.8 Settlement and clearing facilitation services

PERG 7.3 Does the activity require authorisation?

EG App 3.1 The FCA

DTR 6.3 Dissemination of information

SUP 10C.9 Minimising overlap with the PRA approved persons regime