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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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SYSC 5.2

As Published: 2015

SYSC 5.2

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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COLL 6.1 Introduction and Application

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COLL 6.8 Income: accounting, allocation and distribution

EG 19.7 The Open-Ended Investment Companies Regulations 2001

RCB 2.3 Determination of registration

SUP 15.3 General notification requirements

SUP 15.11 Notification of COCON breaches and disciplinary action

COLL 14.3 Advisory committee

COLL 8.1 Introduction

EG 19.35 Data Reporting Services Regulations 2024

COLL 14.1 Introduction