Related provisions for LR 8.6.13
1 - 3 of 3 items.
8In assessing whether a sponsor, or a person applying for approval as a sponsor, 11 satisfies LR 8.6.7R, 11 the FCA will consider a variety of factors, 11 including:(1) the nature, scale and complexity of its business;(2) the diversity of its operations; (3) the volume and size of transactions it undertakes;(4) the volume and size of transactions it anticipates undertaking in the following year; and (5) the degree of risk associated with the transactions it undertakes or anticipates