Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

…

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

…

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

…

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.1 Introduction and Application

COBS 20.3 Principles and Practices of Financial Management

FEES 5.8 Joining the Financial Ombudsman Service

COBS 4.10 Approving and confirming compliance of financial promotions

CASS 11.12 CASS 11 resolution pack

PERG 9.2 Introduction

LR 3.4 Debt and other securities

PERG 8.26 The investment must be a particular investment

MAR 1.4 Unlawful disclosure

DTR 5.11 Third country issuers

COBS 5.1 The distance marketing disclosure rules

RCB 2.2 Applying for registration

LR 13.3 Contents of all circulars

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)