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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction